Peter Gilmore

First Year of Call
Ontario, 2022

Areas of Practice
Securities

Description
Peter practices corporate law with a focus on financial and securities law. He has experience assisting investment fund managers, exempt market dealers, and advisers on complex securities, registration and corporate matters.

Peter assists firms and their personnel with obtaining and maintaining registered or registration-exempt status across Canada; understanding the registration regimes associated with trading or advising in securities, navigating regulatory compliance audits; engaging with Canadian securities regulators and SROs; responding to regulatory developments; obtaining discretionary exemptive relief from regulatory requirements; and assessing policies, procedures and client-facing documentation.